SEC proposes new rules for clearing agencies
The SEC proposed a set of new rules for clearing agencies that provide central counterparty services for U.S. Treasury Securities intended to improve risk management, among other things.
Browsing: SEC
SEC adopts new reporting requirements for executive compensation
The Securities and Exchange Commission today adopted new requirements for company disclosures concerning executive compensation.
SEC updates regulatory strategic plan
The Securities and Exchange Commission today released a draft strategic plan that calls on the agency to development a “robust” regulatory framework that keeps pace with evolving capital markets, business models and technologies.
These banks effectively tell their ESG stories
Regardless of where your bank stands on environment, social or governance-related policies, banks have good stories to tell investors who care about ESG—and telling those stories may help with regulatory compliance.
ABA calls for significant changes to SEC climate risk disclosure framework
Warning that the agency is going far beyond its mandate, the American Bankers Association today week urged the Securities and Exchange Commission to significantly revise—or withdraw altogether and repropose—its extensive climate risk disclosure framework for public companies.
SEC nearly doubles crypto-threat staff
The Securities and Exchange Commission is adding 20 positions to the unit responsible for protecting investors in crypto markets and from cyber-related threats.
MSRB proposes to extend SEC’s Regulation Best Interest to bank dealers
The Municipal Securities Rulemaking Board today proposed a rule change that would amend an existing rule on the suitability of recommendations and transactions.
SEC Proposes First-Ever Climate Risk Disclosures for Public Companies
The Securities and Exchange Commission today proposed a much-anticipated set of requirements for public companies to disclose information about climate risks affecting them, their greenhouse gas footprints and any emissions-reduction plans they may have adopted.
SEC Issues Proposal on Cyber Risk Management, Incident Reporting
A new proposal by the Securities and Exchange Commission today would create new requirements for public companies regarding the disclosure of cybersecurity incidents.
SEC to Modernize Share Repurchase Disclosures, Strengthen Insider Trading Protections
The Securities and Exchange Commission has proposed changes to modernize and improve disclosure about repurchases of an issuer’s equity securities that are registered under the Securities Exchange Act of 1934.