Browsing: SEC

Newsbytes

The Securities and Exchange Commission today released a draft strategic plan that calls on the agency to development a “robust” regulatory framework that keeps pace with evolving capital markets, business models and technologies.

Newsbytes

In a letter following up on a recent meeting between ABA and the Securities and Exchange Commission, ABA called for greater clarity on Rule 17Ad-16, which relates to expectations for notice of assumption responsibilities of indenture trustees, in order to reduce unnecessary operational burden.

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