House passes ABA-backed bill to protect senior investors
The House passed by voice vote a bill directing the Securities and Exchange Commission to create a task force dedicated ...
Tag: SEC
ABA, associations seek revisions to data breach standards for investment companies, advisers
The SEC needs to provide more clarity and guidance about recent amendments to its data breach standards for investment companies ...
FinCEN announces intent to postpone applying BSA requirements to investment advisers
FinCEN intends to postpone the effective date of a new rule to require certain investment advisers to comply with Bank ...
House lawmakers propose trimming CDFI Fund
House lawmakers are proposing to reduce funding for the CDFI Fund below current levels, although not as drastically as recommended ...
ABA, associations urge SEC to rescind cyber disclosure rule
ABA joined the Bank Policy Institute and three other associations in calling on the SEC to rescind its cyber incident ...
ABA: SEC should provide clarity to examiners on transfer agent notification rule
SEC examiners are enforcing a rule governing transfer agent notifications in ways that unduly burden industry and undermine the commission's ...
Senate Banking Committee advances OCC, SEC nominations
The Senate Banking Committee voted along party lines to advance the nominations of former FDIC board member Jonathan Gould to ...
SEC ends court defense of climate disclosure rules
The SEC voted to end its defense to several court challenges of its climate disclosure rule. The Biden-era rule requires ...
Trump limits regulatory autonomy at independent agencies
President Trump issued an executive order that limits the autonomy of so-called independent agencies — including the prudential bank regulators ...
SEC repeals controversial crypto accounting rules for banks
The SEC issued a staff accounting bulletin reversing a previous bulletin that changed how banks and other publicly traded entities ...
