SEC official outlines possible exception for crypto accounting restrictions on banks
An SEC official outlined a scenario in which a bank would not be bound by the restrictions of the SEC’s ...
Tag: SEC
ABA: Financial regulators acted outside legal bounds in proposing financial data standards
A proposed rule to establish uniform financial data standards across regulatory agencies is flawed because it failed to consider using ...
ABA, associations: Uphold congressional vote to overturn SEC treatment of crypto custody assets
ABA and three financial sector associations expressed support for a House attempt to overturn President Biden’s veto of a resolution ...
ABA reiterates concerns about executive compensation proposal
ABA noted that the proposal is just a copy of the 2016 rulemaking that was never finalized, incorporating none of ...
Supreme Court rules SEC adjudication process unconstitutional
The U.S. Supreme Court ruled 6-3 that when the SEC seeks civil penalties against a defendant for securities fraud, the ...
Biden nominates FDIC chair
If confirmed by the Senate, Romero will succeed current FDIC Chairman Martin Gruenberg, who recently announced his decision to resign. Biden ...
Congress votes to overturn SEC treatment of crypto custody assets
The Senate voted 60-38 in favor of a House resolution to overturn a SEC staff accounting bulletin that changes the ...
SEC updates data breach standards for investment companies, advisers
The SEC adopted amendments to Regulation S-P to require brokers and dealers, investment companies and investment advisers registered with the ...
ABA, associations urge Senate to overturn SEC treatment of crypto custody assets
ABA and three banking associations urged Senate leaders to support a House joint resolution to overturn a SEC staff accounting ...
FinCEN, SEC propose requiring investment advisers to collect customer identifications
The SEC and FinCEN proposed a new rule to require SEC-registered investment advisers and exempt reporting advisers to adopt customer ...
