House passes ABA-backed legislation
The House approved a capital formation package that included provisions from bills supported by ABA.
Tag: SEC
ABA, associations: Time to rethink disclosure requirements for residential mortgage-backed securities
ABA joined seven other associations in supporting a recent Securities and Exchange Commission decision to revisit disclosure requirements for residential ...
ABA, associations: Extend deadline for revised data breach standards
ABA and nine associations asked the SEC to extend the compliance date for recent amendments to its data breach standards ...
House passes ABA-backed bill to protect senior investors
The House passed by voice vote a bill directing the Securities and Exchange Commission to create a task force dedicated ...
ABA, associations seek revisions to data breach standards for investment companies, advisers
The SEC needs to provide more clarity and guidance about recent amendments to its data breach standards for investment companies ...
FinCEN announces intent to postpone applying BSA requirements to investment advisers
FinCEN intends to postpone the effective date of a new rule to require certain investment advisers to comply with Bank ...
House lawmakers propose trimming CDFI Fund
House lawmakers are proposing to reduce funding for the CDFI Fund below current levels, although not as drastically as recommended ...
ABA, associations urge SEC to rescind cyber disclosure rule
ABA joined the Bank Policy Institute and three other associations in calling on the SEC to rescind its cyber incident ...
ABA: SEC should provide clarity to examiners on transfer agent notification rule
SEC examiners are enforcing a rule governing transfer agent notifications in ways that unduly burden industry and undermine the commission's ...
Senate Banking Committee advances OCC, SEC nominations
The Senate Banking Committee voted along party lines to advance the nominations of former FDIC board member Jonathan Gould to ...
