SEC Proposes Updates to ‘Accredited Investor’ Definition
In an effort to increase access to capital markets, the Securities and Exchange Commission today proposed updating the test for ...
Tag: Securities activities
ABA Urges SEC to Modernize Regs on Rule 144A Securities
ABA today filed a comment letter urging the Securities and Exchange Commission to modernize its regulations on Rule 144A securities ...
Bank Liquidity and the Repo Market
Structural issues in the repo market led to last week’s market turbulence.
FDIC Issues Proposal to Revise Securitization Safe Harbor Rule
The FDIC today said it would issue a notice of proposed rulemaking to amend its securitization safe harbor rule, which ...
Cryptocurrency Conundrum: Regulators Grapple with Digital Currencies
Recent enforcement actions and court decisions are starting to untangle the complexities around crypto.
Fiduciary Rule, Libor Transition on SEC Agenda for 2019
Completing the Securities and Exchange Commission’s rulemaking on best interest standards for broker-dealers and investment advisers is a “key priority” ...
Draft Libor Transition Language Released for Business Loans, Securitizations
The Alternative Reference Rates Committee today issued consultations on draft fallback language for bilateral business loans and securitizations that reference ...
FHFA On Track with Second Phase of ‘Single Security’ Implementation Effort
The Federal Housing Finance Agency today issued an update on the common securitization platform it is developing to issue the ...
SEC Launches New Fintech Hub
The Securities and Exchange Commission today launched its new Strategic Hub for Innovation and Financial Technology, or FinHub.
Senators Urge Agencies to Make Volcker Rule Changes
Led by Senate Banking Committee Chairman Mike Crapo (R-Idaho), seven Republican senators today endorsed efforts to revisit the Volcker Rule ...
