SEC to Modernize Share Repurchase Disclosures, Strengthen Insider Trading Protections
The Securities and Exchange Commission has proposed changes to modernize and improve disclosure about repurchases of an issuer’s equity securities ...
Tag: Securities activities
SEC Proposes Shorter Settlement Cycle for Broker-Dealer Transactions
The Securities and Exchange Commission today issued a proposed rule to shorten the standard settlement cycle for most broker-dealer transactions ...
ABA Urges Tailored Securities Lending Reporting to Minimize Burdens, Market Disruptions
ABA told the Securities and Exchange Commission on Friday that proposed new disclosure rules for the reporting of securities loans ...
SEC Proposals Target Fraud, Misconduct in Security-Based Swap Transactions
The Securities and Exchange Commission today proposed three new rules aimed at preventing fraud and misconduct in connection with security-based ...
ABA Supports Changes to Eligibility Requirements for Single Family MBS Issuers
The American Bankers Association today wrote to Ginnie Mae in response to a recent request for input on eligibility requirements ...
ABA Urges MSRB to Consider Compliance Cost of Expanded Best Interest Rule
The American Bankers Association urged the Municipal Securities Rulemaking Board on Wednesday to consider the compliance costs of its draft ...
ABA, SIFMA Weigh in on Reporting Changes for Government Securities Dealers
ABA and the Securities Industry and Financial Markets Association on Friday wrote to the Federal Reserve and the Office of ...
FDIC Proposes Changes to Securities Rules
The FDIC recently proposed several changes to its rules regarding bank securities. Among other things, the FDIC proposed to rescind ...
CUSIP Identifier Re-Accredited as U.S. Standard for Securities Identification
The American National Standards Institute has renewed its accreditation of the CUSIP identifier as the U.S. standard for unique securities ...
ABA Offers Feedback on MSRB’s Strategic Goals
In response to a request from the Municipal Securities Rulemaking Board seeking industry input on its strategic goals, the American ...
