Tag: SEC

ABA and three financial sector trade associations submitted two joint letters urging the Securities and Exchange Commission to reconsider proposed ...

In a letter to the editor, ABA President and CEO Rob Nichols expressed disappointment with a recent Wall Street Journal ...

The SEC’s proposed safeguarding advisory client assets rule would significantly harm investors and financial markets and exceeds the commission’s regulatory ...

In an interview on Yahoo Finance, ABA President and CEO Rob Nichols reiterated the association’s recent call for the Securities ...

Friday's episode of NPR's Marketplace program featured an interview with ABA Chief Policy Officer Naomi Camper about ABA's advocacy with ...

Noting that recent stock market activity for several banks seemed disconnected from underlying fundamentals of bank health, ABA urged the ...

The Securities and Exchange Commission has departed from its objectives “by rewriting a broad range of rules governing institutional and ...

The Securities and Exchange Commission today released three proposed amendments to existing cybersecurity-related rules, including new customer notification requirements for ...

Rep. Patrick McHenry (R-N.C.) and Sen. Cynthia Lummis (R-Wyo.) this week asked the banking agencies for clarification regarding an April ...

In a comment letter this week, the American Bankers Association urged the Securities and Exchange Commission to drop its proposed ...