House lawmakers ask banking regulators to review SEC custody rule
The Republican and Democratic leaders of two House subcommittees asked banking regulators to review the Security and Exchange Commission’s proposed ...
Tag: Custody banks
SEC to reopen public comment on investment advisers proposal
The Securities and Exchange Commission announced it would reopen public comment for a proposed rule that seeks to enhance protections ...
SEC custody rule would harm retail investors – but it’s not too late to change course
The SEC custody rule would harm retail investors, but it’s not too late to change course.
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