Artificial Intelligence and the Pursuit of Compliance Program Optimization
For many compliance professionals, manual processes are not adequate to stay current.
Browsing: Change management
Survey: Bankers’ Compliance Worries Climb Again in 2019
Following a drop in a year that saw passage of a major regulatory reform law, U.S. financial institutions’ anxiety levels over compliance obligations rebounded in 2019, according to a survey released today by Wolters Kluwer.
Podcast: Compliance’s Role in Innovation and Change Management
The mindset of bank compliance officers is shifting to focus on how they can support product innovation and change management, applying their expertise in regulations and process management ultimately to accelerate the innovation process.
You Already Know How to Manage Regulatory Change—Just Ask Mom
Elementary principles to keep in mind when choosing a regulatory change management regtech solution.
‘We Are Change Leaders’
Compliance professionals are more than go-to people for regulatory questions or monitoring. They must understand how to manage change effectively to support the bank’s strategic goals.