ABA urges Labor Department to withdraw fiduciary rule
The Department of Labor’s proposed fiduciary rule is a misguided approach fraught with serious risks, costs and uncertainties for retirement ...
Tag: Fiduciary rule
ABA: Proposed fiduciary rule will harm retirement savers
The Department of Labor’s proposed expansion of its investment advice regulation—known as the fiduciary rule—is overbroad, overreaching, and would make ...
Sen. Tuberville: Fiduciary rule would lead to more red tape, increased costs
The Department of Labor’s proposed fiduciary rule would dramatically expand the already high administrative and compliance costs faced by stockbrokers, ...
ABA: Proposed fiduciary rule would do more harm than good
The Department of Labor’s proposed fiduciary rule is overbroad, overreaching and would likely harm the very people the agency seeks ...
Labor Department rejects request for fiduciary rule comment extension
The Department of Labor rejected a request for an extension of the public comment period for a proposed new rule ...
Fiduciary proposal would establish new requirements for retirement advisers
The Labor Department proposed a new rule that would extend fiduciary status to advice on rollovers and investments related to ...
Labor Department Finalizes Fiduciary Investment Advice Exemption
The Department of Labor today finalized its proposed class exemption on fiduciary investment advice.
ABA Supports DOL’s Re-Proposed Fiduciary Rule, Recommends Adjustments
ABA today welcomed the Department of Labor’s long-awaited re-proposal to regulate investment advice fiduciaries under the Employee Retirement Income Security ...
Labor Department Re-Proposes Fiduciary Rule, Proposes Class Exemption
The Department of Labor today issued its long-awaited re-proposal to regulate investment advice fiduciaries under the Employee Retirement Income Security ...
SEC Approves ‘Best Interest’ Regulation for Broker-Dealers
The Securities and Exchange Commission today finalized a rule implementing a “best interest” standard of conduct for broker-dealers when making ...
